Posts published in January 2017

Cetera Financial Group, a network of independent broker-dealer firms, has appointed Thomas Taylor to the position of President of Cetera Advisor Networks, one of its…

OKLink, the blockchain-based global settlement platform, has announced the appointment of Mr. Mohit Davar as Strategic Advisor. The appointment comes as the business gears up for…

The US Securities and Exchange Commission (SEC) has announced that a Massachusetts-based investment adviser has been banned from the securities industry after uncovering an illegal…

Royal Bank of Scotland (RBS) is set to to announce in the next few days that it is on the receiving end of another multi-billion…

Publicly listed Polish forex and CFDs trading brokerage XTB has announced its financials for the fourth quarter of 2016. The company reports that its revenues…

Tokyo Stock Exchange (TSE) has fined Interactive Brokers Securities Japan, Inc JPY 20 million ($176,500) for regulatory breaches and internal control failings related to the…

France’s financial markets regulator, the Autorité des Marchés Financiers (AMF), today said it will implement a new market surveillance system for the country’s financial market,…

Innovations in the fintech landscape have become one of the “systemic risks” that bank regulators around the world should be worried about, said the head…

The Australian dollar fell against its major peers today after worse-than-expected inflation data released from Australia today. The currency was trading in a range during the past couple weeks following…

Jonathan Brewer, Managing Partner IS Prime Jonathan Brewer and Raj Sitlani, Managing Partners at IS Prime, respond to Finance Magnates’ questions about their business plans…