Posts published in August 2016

The FICC Markets Standards Board (FMSB) announced today that it has appointed Gerry Harvey as its first Chief Executive Officer. Harvey brings with him 30…

Avelacom, a provider of connectivity and infrastructure solutions to IT/telecom companies, has entered into a partnership with Singapore Exchange (SGX) which aims to improve accessibility…

The head of the London Stock Exchange Group, Xavier Rolet, said this week that there is no immediate threat that euro-denominated clearing could leave London…

GAIN Capital Holdings, Inc. (NYSE: GCAP), a provider of online trading services, has announced its financial results for the second quarter and first half of…

Goldman Sachs, which employs around 5,500 UK staff, has said that the recent Brexit decision “may adversely affect the manner in which we operate certain…

The US Commodity Futures Trading Commission (CFTC) today issued an order requiring Barclays Capital, Inc. (Barclays), a Connecticut firm, to pay penalties for failing to…

The U.K.-based Rothschild & Co Group, a leading independent financial advisory group, today announced that the veteran mergers-and-acquisitions banker James M. Neissa will join the…

The Financial Conduct Authority (FCA), the United Kingdom’s financial regulatory body, today issued a warning against another fraudulent entity. The warning comes just a few…

The Financial Industry Regulatory Authority (FINRA) today published an Investor Alert informing consumers about boiler room scams. According to FINRA, which has received more than…

Singapore Exchange’s (SGX)’s has agreed to terms to acquire the Baltic Exchange Limited, and will now proceed with support from shareholders of the Baltic Exchange…